Blog

Care Home Audit Checklist | What to Review and When

Written by Julia Drogosz | Nov 2, 2026, 4:59:54 PM

Regular audits help care providers identify risks, maintain standards and improve the quality of care they deliver. While auditing can add an administrative burden, particularly when records are stored across different systems, consistent audits can identify problems before they affect care quality or become CQC inspection findings.

Read our complete guide to CQC inspections for care providers.

What is a care home audit?

An audit is a structured review of your records, processes, and care delivery against agreed standards. It can help you manage risks, identify gaps between care delivery and care plans and show whether your governance processes are working.

Under CQC Regulation 17 (Good governance), care providers must have effective systems for assessing, monitoring and improving the quality and safety of their services. Regular auditing is one way to meet these requirements.

While CQC expects care providers to continuously monitor and improve quality, it doesn’t prescribe a universal audit checklist or schedule. An audit differs from a mock inspection as it usually focuses on a specific area, while mock inspections take a broader view of the service.

For example, a medication audit might identify repeated gaps in administration records, while a mock inspection would look at medication safety alongside other aspects of care, including staff training, risk management and people's experiences.

Learn more about conducting a CQC mock inspection.

Care home audit checklist: What should you review?

The areas you audit will depend on the needs of your service and the people you support. Use these questions as a starting point for your audits.

Care plans and risk assessments

  1. Are care plans accurate, up to date and personalised?
  2. Have they been reviewed following changes in needs or at regular intervals?
  3. Do risk assessments reflect current risks and the measures in place to manage them?
  4. Are individual goals and preferences documented?
  5. Do daily care records reflect what's in the care plan?
  6. Are consent and capacity considerations recorded appropriately?

How this might work in practice. After someone experiences a fall, check whether their risk assessment and care plan have been reviewed, whether any additional support is needed and whether staff are following the updated guidance.

Medication management

  1. Are medication administration records complete and accurate?
  2. Are omissions, refusals and errors recorded and followed up?
  3. Are medicines stored, administered and disposed of safely?
  4. Are staff trained and assessed as competent?
  5. Are medication reviews and relevant follow-up actions documented?

NICE guidance on managing medicines in care homes recommends clear processes for recording medication administration, reporting errors and reviewing medicines-related problems.

If medication administration records contain unexplained gaps, investigate whether the dose was administered but not recorded, missed or refused. Check that the appropriate action was taken and documented.

Safeguarding and incident management

  1. Are safeguarding concerns identified, recorded and escalated appropriately?
  2. Are incidents and near misses investigated?
  3. Are actions taken following incidents documented?
  4. Are recurring patterns identified?
  5. Can the service demonstrate learning and improvements?

Several falls in the same communal area could point to an environmental hazard, staffing arrangements or outdated risk assessments. Your audit should establish whether the cause has been investigated and what action has been taken.

Staffing, recruitment and training

  1. Are recruitment and pre-employment checks complete?
  2. Are mandatory training records current?
  3. Are staff receiving appropriate supervision and support?
  4. Are staffing levels and skills appropriate to people's needs?
  5. Are competency assessments completed where required?

If a staff member's moving and handling training is overdue, check whether they've received a refresher, whether their competency has been assessed and whether any immediate action is needed to protect the people they support.

Health, safety and infection prevention

  1. Are fire safety checks and risk assessments current?
  2. Are equipment maintenance and safety checks documented?
  3. Are infection prevention procedures being followed?
  4. Are environmental hazards identified and addressed?
  5. Do staff understand emergency procedures?

Check whether cleaning schedules are being followed in practice, whether staff have access to appropriate protective equipment and whether any infection prevention concerns have been identified and addressed.

Quality assurance and people's experiences

  1. Are complaints and feedback reviewed and acted upon?
  2. Are people receiving care involved in decisions about their support?
  3. Are internal audit findings followed up?
  4. Can managers demonstrate improvements in people's outcomes?
  5. Are policies and procedures reviewed and consistent with practice?

If several people have raised concerns about limited activity choices, check whether the service has responded by introducing new activities or changing how people are involved in planning them. Follow up to see whether people are happier with the options available.

How often should care home audits be completed?

Your audit frequency should reflect the needs of your service and the risks involved. Below are some suggested starting points, but these are not mandated by the CQC.

Audit area

Potential frequency

Medication records

Daily checks, with regular formal audits

Care plans and risk assessments

Monthly sampling and reviews when needs change

Incidents and safeguarding

Ongoing monitoring, with monthly trend reviews

Staff training and recruitment

Monthly checks

Health, safety and infection prevention

Routine checks, plus scheduled audits

Complaints and feedback

Ongoing monitoring, with periodic reviews

Overall quality assurance

Monthly or quarterly management reviews

Some activities, such as fire safety checks and medication management, are subject to specific requirements or guidance, so make sure your audit schedule reflects these.

You may also need to increase the frequency of audits if concerns arise. For example, if a medication audit identifies repeated recording errors, you might introduce weekly checks until you're confident the issue has been resolved.

How to turn your audit findings into improvements

Record your audit findings clearly, including what was checked and the evidence you reviewed. Identify the underlying cause of each issue rather than correcting individual records. For example, if an audit of your medication records shows repeated gaps in documentation, is this because your staff forgot to record administered doses, medication has been missed, someone has refused their medication, or the records no longer reflect their current prescription?

Understanding the cause will help you decide what needs to change. For example, if staff struggle to complete records during busy medication rounds, additional training may not resolve the problem. Instead, you may need to review staffing arrangements or how you organise medication rounds.

Prioritise the actions you’ll take according to risk and assign responsibilities and deadlines. Share relevant findings with staff and encourage them to share their experiences and solutions. Once you’ve implemented actions, repeat checks to establish whether changes have worked. Monitor trends over future audits to check that improvements are maintained over time.

Keep a record of the actions taken and their outcomes. This can help you demonstrate to CQC how your service identifies concerns, responds and learns from its findings.

How AI-powered care plan audits can help

Manually sampling care plans is time-consuming, especially across larger services. It also makes it hard to get a complete picture of your documentation and spot patterns.

Log my Care's AI-powered Care Plan Audits can review every person's active care plan alongside their profile, risk assessments, goals and consent forms, plus incidents from the last 30 days. It assesses across six areas, flagging missing information and inconsistencies. Unlike manual sampling, it reviews every active care plan and links managers directly to records that need attention.

The AI doesn't write to or change care records. It supports your team's professional judgement by assessing documentation quality, not the quality of care itself or the CQC rating a service will receive.

Explore Care Plan Audits.

Download your free CQC inspection checklist

Your audit checklist should reflect your service’s risks and needs, rather than being treated as a fixed set of questions. Review it regularly, particularly when incidents, complaints or changes in care needs highlight new areas of concern.

Download the CQC inspection checklist.

Frequently asked questions about care home audits

What audits should a care home complete?

Audits of care plans, medication, safeguarding, staffing, health and safety, and quality assurance should be specific to your service's needs. The exact audits required will depend on the risks, activities and regulatory requirements relevant to your service.

How often should care home audits be carried out?

Frequency depends on risk, the type of audit and relevant regulatory requirements. Higher-risk areas or recurring concerns may require more frequent checks.

Who is responsible for care home audits?

Managers and designated staff may conduct audits, while the registered provider remains accountable for effective governance. Responsibilities should be clearly assigned, with arrangements in place to review findings and follow up actions.

What's the difference between a care home audit and a CQC inspection?

An audit is an internal quality assurance activity. A CQC inspection is part of external regulatory oversight. Audits help providers monitor performance and identify improvements between inspections.

Can care home audit software replace manual checks?

Software can help you identify gaps in records, but it won't tell you everything about the quality of care being delivered. You'll still need to observe practice and speak to staff and people receiving care.